Reactive Fault: The ‘New’ Frontier in Corporate Criminal Liability

auteur Amalia Orsina
tijdschrift RIDP (ISSN: 0223-5404)
jaargang 2018
aflevering The Role of Corporations in Criminal Justice
onderdeel Criminal Compliance and its Relation to Corporate Liability
publicatie datum 31 mei 2019
taal English
pagina 173
samenvatting

Organizational fault is generally considered the most prestigious model of corporate blameworthiness:
corporations are guilty for not adopting adequate compliance programs to prevent offenses committed
within them. In turn, under the reactive fault model, corporations should be reproached for failing to
react to offenses. Contrary to the common belief, in the comparative landscape, the latter shows its
concrete relevance in pre-trial diversion practices (Deferred Prosecution Agreements), through which
corporate culpability refers not to the prevention of offenses, but to the reaction to them. Interpreting
these practices under the reactive fault theory, it becomes evident that this negotiated approach has a
distorted effect: the shift of liability judgment from the ex ante to the ex post perspective could
produce an indulgent neo-liberalistic policy. Nevertheless, the ex post approach could be useful in
vanguard fields where risks coming from scientific-technological progress are to be faced. Enterprises
deal with unknown risks with scientific certainty (e.g. food safety and GMOs; health safety and
pharmaceuticals; environmental protection and pathogenic agents). If harm occurs to consumers,
workers or the environment as a result of these risks, corporations should not be condemned for the
harm in case of lack of predictability and lack of chances to avoid it. However, considering that any
harmful event increases the knowledge of risks, corporations could be charged if they do not react
adequately to this event, and avoid its reiteration. Therefore, given the importance of scientific and
technological advancements, reactive fault could constitute the new frontier of corporate criminal
liability. More generally, reactive fault can serve as a criterion on whether to bring forward charges
in all the cases where there is a lack of specific rules of conduct that can usefully guide, ex ante, the
enterprise in fulfilling the duty of preventive organization.